Regulation
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Can financial services standardize putting clients first? The Fiduciary argument takes center stage. Not long ago, I posted on the Obama Administration’s roadmap for financial regulatory reform. Buried about two thirds of the way in to his plan are a few pages (specifically 72... Read More » |
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Financial Regulatory System Needs Overhaul The financial services industry needs a facelift; let's just hope the right surgeon gets the call. Previously, I wrote about how Finra (apparently the financial services enforcer of choice for the Obama Administration) ... Read More » |
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Who Can You Trust? In light of the Madoff and Stanford scandals, let's talk about how to choose a financial advisor. You can’t credential or regulate ethics. People either have them or they don’t ... Read More » |
